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Compliance Lead

  • Location: Bath
  • Contract: Full time

At Seccl, we’re rebuilding the infrastructure of investments and advice.

We provide the vital technology that empowers forward-thinking, entrepreneurial advisers and wealth managers to build the efficient, customer-centric businesses of the future. Powered by Seccl, they can grow more quickly, expand into new and exciting areas and deliver a better experience for their customers.

And we help fintechs to realise their ambitions, by providing plug-and-play access to financial markets. With us at their core, they can build innovative investment or advice solutions on top of our technology quickly and cheaply.

We recently became part of the Octopus Group – an innovative group of companies that’s on a mission to breathe new life into energy and financial services. We want to change both these industries for the better, to reinvent them the way they should be, improving the lives of millions of people.

How can you help?

Building a best in class compliance and risk function within a fast growth technology driven fintech business.

What will you be doing?

At Seccl we believe that by using technology properly we can reduce business risk, be more efficient and deliver excellent customer experience, without compromising on any one of these.

Managing our regulatory relationships

You will lead on our communications with the FCA. We have good processes to ensure our regulatory reporting is accurate and timely but you will own these going forward.

Supporting the governance of the firm

As a member of the leadership team, you'll help the founders in building the structure needed to succeed at scale. You will also take on appropriate controlled functions (and SMFs as they go live).

Who are we looking for?

You'll be someone who’s...

How do we work?

We’re a team of ambitious, talented, and creative people who are passionate about using technology to improve our financial world.

We have a positive, open environment that promotes fresh ideas, challenge and experimentation, and encourages continual learning. We provide flexible working that focusses on delivery rather than just focusing on hours worked.

We’re based in the historic City of Bath, just 10 minutes’ walk from the train station.

An the vital statistics?

Like what you see?

Just send your CV to people@seccl.tech and our Head of People, Rebecca, will be in touch.

A polite note to recruitment agents: We do not accept CVs from third party agents unless the agents have entered into an agreement with us. Should you wish to partner with us for recruitment, please contact Rebecca. Please do not add any of our team to email distribution lists.

Why work at Seccl?

Seccl Technology is a new, exciting Fintech start-up aiming to make a huge impact in the wealth management industry. We will achieve our aims by building a fantastic team that is full of ambitious, talented, and creative people who are passionate about applying technology to create great digital solutions and services.

We have a positive, open environment that strongly encourages fresh ideas, challenge, experimentation, and learning. We provide flexible working that focusses on delivery rather than just focussing on hours worked. We are based in the historic City of Bath just a 10 minute walk from the train station.

Key rewards include:

To find out more about working at Seccl: