Permission to launch: tips for applying to the FCA for new or varied permissions
If you’re a financial advice or investment management firm looking to launch their own platform, or a fintech looking to get to market with a new investment proposition, the chances are you may need to apply for new or varied permissions from the FCA.
Data from the FCA shows that as many as 20% of these applications are rejected. To help you become part of the 80%, Seccl’s Head of Compliance will be giving her guidance on how to produce a robust submission…
Seccl Webinar
What you’ll learn
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What permissions you'll need and how to hold client money and assets
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The two routes to regulation
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Guidance on applying for new or varied permissions
Previous events and webinars
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Podcast
4 November 2022
Coffee with Innovate Finance Podcast
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Podcast
19 October 2022
Democratising wealth management - Podcast by CurrencyCloud
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Webinar
22 September 2022
Introduction to Seccl – How to launch an investment platform
More info -
Podcast
8 August 2022
Citywire WealthTech Show - 'The frontier of innovation': How fintech is changing our financial lives
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Webinar
19 July 2022
Putting hybrid advice into practice: the JustFA platform
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Podcast
13 July 2022
The Behind Login Podcast - How to build an investment app from the ground up
More info -
Webinar
28 June 2022
Meet Seccl’s Partner Launch Squad: helping you get your platform off the ground
More info -
Podcast
14 June 2022
FTAdviser: Do in-house platforms work for every advice firm?
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Webinar
28 April 2022
The CEO Interview: David Ferguson & John Lappin
More info -
Podcast
5 April 2022
WealthTech UnWrapped - Embedded Finance and Financial Inclusion with Mary Kemi Agbesanwa
More info -
Podcast
15 March 2022
The FML Podcast - Growing Your Fintech Start-Up with Mary Agbesanwa from Seccl
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Podcast
11 March 2022
11:FS - Insights: What makes partnerships work?
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Webinar
7 March 2022
Powering investments for all ... is wealthtech failing women?
More info -
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Webinar
1 March 2022
Going it alone: the case for a new adviser/platform relationship
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Webinar
27 January 2022
Innovation, automation & operational efficiency: the future of wealth management
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Webinar
2 December 2021
The future of DIY investing: the Tillit story
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Webinar
29 September 2021
Embracing technology - the P1 Platform story
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Webinar
12 August 2021
Crack squads: what can product teams learn from elite military units?
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Webinar
22 July 2021
Advisers Assemble! Why advisers & DFMs are choosing to operate their own platform
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Podcast
16 June 2021
Retirementals - David Harvey on why he created Seccl
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Webinar
27 May 2021
Launching an investment fintech: from idea to reality
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Webinar
18 May 2021
Retail investing post-Covid: tech, trust, transparency (...and Robinhood)
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Webinar
27 April 2021
An intro to financial advice tech in 2021
More info
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