Permission to launch: tips for applying to the FCA for new or varied permissions


If you’re a financial advice or investment management firm looking to launch their own platform, or a fintech looking to get to market with a new investment proposition, the chances are you may need to apply for new or varied permissions from the FCA.

Data from the FCA shows that as many as 20% of these applications are rejected. To help you become part of the 80%, Seccl’s Head of Compliance will be giving her guidance on how to produce a robust submission…

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