Permission to launch: tips for applying to the FCA for new or varied permissions

Permission to launch: tips for applying to the FCA for new or varied permissions


If you’re a financial advice or investment management firm looking to launch their own platform, or a fintech looking to get to market with a new investment proposition, the chances are you may need to apply for new or varied permissions from the FCA.

Data from the FCA shows that as many as 20% of these applications are rejected. To help you become part of the 80%, Seccl’s Head of Compliance will be giving her guidance on how to produce a robust submission…

Check it out

Seccl Webinar

Previous events and webinars

  • Coffee with Innovate Finance Podcast Podcast 4 November 2022

    Coffee with Innovate Finance Podcast

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  • Democratising wealth management - Podcast by CurrencyCloud Podcast 19 October 2022

    Democratising wealth management - Podcast by CurrencyCloud

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  • Introduction to Seccl – How to launch an investment platform Webinar 22 September 2022

    Introduction to Seccl – How to launch an investment platform

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  • Citywire WealthTech Show - 'The frontier of innovation': How fintech is changing our financial lives Podcast 8 August 2022

    Citywire WealthTech Show - 'The frontier of innovation': How fintech is changing our financial lives

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  • Putting hybrid advice into practice: the JustFA platform Webinar 19 July 2022

    Putting hybrid advice into practice: the JustFA platform

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  • The Behind Login Podcast - How to build an investment app from the ground up Podcast 13 July 2022

    The Behind Login Podcast - How to build an investment app from the ground up

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  • Meet Seccl’s Partner Launch Squad: helping you get your platform off the ground Webinar 28 June 2022

    Meet Seccl’s Partner Launch Squad: helping you get your platform off the ground

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  • FTAdviser: Do in-house platforms work for every advice firm? Podcast 14 June 2022

    FTAdviser: Do in-house platforms work for every advice firm?

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  • The CEO Interview: David Ferguson & John Lappin Webinar 28 April 2022

    The CEO Interview: David Ferguson & John Lappin

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  • WealthTech UnWrapped - Embedded Finance and Financial Inclusion with Mary Kemi Agbesanwa Podcast 5 April 2022

    WealthTech UnWrapped - Embedded Finance and Financial Inclusion with Mary Kemi Agbesanwa

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  • The FML Podcast - Growing Your Fintech Start-Up with Mary Agbesanwa from Seccl Podcast 15 March 2022

    The FML Podcast - Growing Your Fintech Start-Up with Mary Agbesanwa from Seccl

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  • 11:FS - Insights: What makes partnerships work? Podcast 11 March 2022

    11:FS - Insights: What makes partnerships work?

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  • Powering investments for all ... is wealthtech failing women? Webinar 7 March 2022

    Powering investments for all ... is wealthtech failing women?

    More info
  • Going it alone: the case for a new adviser/platform relationship Webinar 1 March 2022

    Going it alone: the case for a new adviser/platform relationship

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  • Innovation, automation & operational efficiency: the future of wealth management Webinar 27 January 2022

    Innovation, automation & operational efficiency: the future of wealth management

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  • The future of DIY investing: the Tillit story Webinar 2 December 2021

    The future of DIY investing: the Tillit story

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  • Embracing technology - the P1 Platform story Webinar 29 September 2021

    Embracing technology - the P1 Platform story

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  • Crack squads: what can product teams learn from elite military units? Webinar 12 August 2021

    Crack squads: what can product teams learn from elite military units?

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  • Advisers Assemble! Why advisers & DFMs are choosing to operate their own platform Webinar 22 July 2021

    Advisers Assemble! Why advisers & DFMs are choosing to operate their own platform

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  • Retirementals - David Harvey on why he created Seccl Podcast 16 June 2021

    Retirementals - David Harvey on why he created Seccl

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  • Launching an investment fintech: from idea to reality Webinar 27 May 2021

    Launching an investment fintech: from idea to reality

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  • Retail investing post-Covid: tech, trust, transparency (...and Robinhood) Webinar 18 May 2021

    Retail investing post-Covid: tech, trust, transparency (...and Robinhood)

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  • An intro to financial advice tech in 2021 Webinar 27 April 2021

    An intro to financial advice tech in 2021

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