Compliance Analyst

We have an opportunity for someone with technical expertise to join our compliance function and help drive it.

Compliance Analyst

Who are we?

At Seccl, we’re on a mission to rebuild the infrastructure of investments and advice. We provide the technology that allows people to access financial markets – buying and selling investments, and holding them in tax wrappers like ISAs and pensions.

Our software allows ambitious fintechs to quickly get to market with innovative investment or advice products – and helps financial advisers and investment managers to build stronger, more valuable businesses, by operating their own investment platform.

Ultimately, we want to create a world where everybody can access the financial markets, or find the help they need, more easily and affordably than ever.

We recently became part of the Octopus Group – an innovative, £9bn+ group of companies that’s on a mission to breathe new life into energy and financial services, and improve the lives of millions of people.

How can you help?

Bring technical expertise and an enquiring mind to help the compliance function increase its support to the business and deliver its oversight responsibilities in an agile and adaptable way.

What will you be doing?

On a day-to-day level, you’ll…

  • Continuously look to build efficiency and automation into internal compliance processes
  • Identify, analyse and resolve compliance issues Perform risk assessments to understand risk level, significance and scope
  • Proactively research and keep up to date with relevant laws and regulations, including communicating these to internal stakeholders
  • Monitor our compliance with prevailing laws and regulations
  • Evaluate compliance policies and procedures
  • Coordinate with internal teams to respond to day to day queries
  • Support the Head of Compliance

Who are we looking for?

You’ll be someone who’s…

  • Able to provide clear and consistent technical advice and guidance to colleagues in relation to regulatory policies and procedures in place
  • Got experience or a real passion to work within a Compliance Analyst role, and using technology to improve current compliance procedures
  • Open minded and interested in problem solving
  • Analytical skills with a questioning mind, and willing to research alternatives when making decisions
  • Got great interpersonal, written and oral skills
  • Able to undertake multiple tasks in a fast-paced environment
  • Keen to learn and develop regulated knowledge in a financial services firm, particularly in relation to financial crime and client money. Prior experience in a regulated environment is desirable but not essential.

How do we work?

We’re a team of ambitious, talented, and creative people who are passionate about using technology to improve our financial world.

We have a positive, open environment that promotes fresh ideas, challenge and experimentation, and encourages continual learning. We provide flexible working that focusses on delivery rather than just focusing on hours worked.

We’re based in the historic City of Bath, a stone’s throw from the train station. (Literally. You could hit it from our office.)

And the vital statistics?

  • Competitive salary
  • Flexible working arrangements
  • Exposure to the latest technology and an opportunity to help shape the future direction
  • 27 days holiday and a day off for your birthday
  • Pension & Life Assurance

Like what you see?

Just send your CV to people@seccl.tech and the People Team will be in touch.